Comparative Analysis of Two Basic Principles of International Law - Territorial Integrity of State and Self-determination of Nations on Example of Kosovo and Abkhazia
Comparative
Analysis of Two Basic Principles of International Law - Territorial Integrity
of State and Self-determination of Nations on Example of Kosovo and Abkhazia
Nika
Chitadze. Ph.D.
Director
of the Center for International Studies
President
of the George C. Marshall Alumni Union, Georgia – International and Security
Research Center
Professor
of the International Black Sea University
Article was published at the Contemporary Law Journal. Volume
1. 2019. International Black Sea University, Tbilisi, Georgia
Abstract
The
main goal of the research is to analyze in details and present the two basic
principles of international law - the right to self-determination of nations
and territorial integrity of the state on the example of the Kosovo and
Abkhazia conflicts. In particular, a significant part of the paper is devoted
to the legal assessment of the Kosovo and Abkhazian conflicts and revealing the
main differences that are linked to the legal aspects of Kosovo conflict, on
the one hand, and the conflict in Abkhazia, on the other hand. The article
focuses on a detailed analysis of facts why the West, particularly North
Atlantic Treaty Organization (NATO) involvement in the Kosovo conflict and
recognition of Kosovo's independence by the majority of the international community
is partly legitimate and, on the other hand, from the international legal and
political viewpoints, Russia's involvement in the Abkhazian conflict and the
recognition of the so called "independence" of Abkhazia has no legal
basis at all. The final part of the work discusses what the international
community should do in the future regarding the protection of the principles of
international law.
Introduction
The
issues related to separatism and irredentism are one of the biggest global
problems of the past centuries as well as the modern world. The various ethnic
and religious groups living in different regions of our planet are constantly
fighting with different intensity to maintain their own national identity,
which is often followed by a demand of separation from the particular state and
establishment as an independent state (separatism), or adherence to another
state (irredentism). In many cases, representatives of different ethnic groups
form illegal armed formations and carry out their fight in violent ways. In
this case, the biggest problem is that such religious or ethnic groups are
often supported by foreign powers (specific state, lobby groups operating in
foreign countries, private companies). Georgia belongs to many countries that
have lost control over two historic regions due to indirect and direct
aggression of foreign state having imperialist ambitions. In this respect,
Georgia is not the only exception that has lost its control over its territory
due to interference by foreign forces. At the end of the 90s of the last
century, this problem was also raised in Serbia, that lost control over
Kosovo's territory as a result of NATO's military campaign from March to June
1999. Based on the abovementioned, the main goal of the research is to analyze
in details the legal basis of the Kosovo and Abkhazian conflicts. Hence, the
main question within the research is to determine whether there is any legal
basis for Kosovo or Abkhazia to become an independent state? What are the main
common and divergent legal aspects in the cases of Kosovo and Abkhazia
conflicts? Based on this, due to the specificities of the topic, it is possible
to establish the following research questions:
-Did
NATO in 1999 and Russia in 2008 violated norms of international law in the
framework of military operations carried out on the territory of Serbia and
Georgia?
-Were
there any international legal norms protected during interference of external
forces on the territory of Serbia and Georgia?
-When
can the principles of territorial integrity and self-determination of nations
be simultaneously protected?
Methods
and Methodologies
The
qualitative research existing within social sciences was used in the course of
working on the article: based on various legal documents, the paper analyzes
various international and domestic legal documents of the country concerning
two conflicts on the territory of Georgia and Serbia. In addition, the work
will greatly focus on the political aspects of these conflicts, the role of
external forces in both of them and their legal and political consequences.
Basic
Principles of International Law
The
basic principles of international law are the most general, basic and
universally recognized rules of international public law on legal conduct of
states, that are the basis of the whole international legal system and express
the common will and interests of the international community; They are based on
the general ethical values and principles established nowadays as a result of
the human development process and are compulsory for all states existing on the
world map and for other legal subjects (Aleksidze, 2005).
Every
basic principle of international law is a legal norm and have priority compared
with the domestic norms of states that are involved in world political
processes (Kvachadze, 2005).
The
obligatory nature of the principles of international law is based on a
universally recognized, general international treaties or international custom.
These principles are set out in the Charter of United Nations (UNO) (Chapter 1,
Article 2) (UN, 2019) and also in the United Nations Declaration of the 1970 on
the Principles of International Law (UN, 2005). They are associated with
friendly relations and co-operation between states and are recognized as
explanatory instruments of UN Charter in Helsinki Final Act of the Organization
for Security and Co-operation in Europe ("OSCE") signed in 1975
(Karumidze, 2004). These principles are: 1. The sovereign equality of states;
2. Refraining from the threat or use of force; 3. The territorial integrity of
states; 4. Inviolability of frontiers; 5. Settlement of international disputes
by peaceful means; 6. Non-intervention in internal affairs of the state; 7.
Equal rights and self-determination of peoples; 8. Respect for human rights; 9.
Duty of co-operation among States in accordance with the UN Charter; 10. The
fulfillment in good faith of obligations under international law (Ignatenko,
2002).
Self-determination
of nations and principle of territorial integrity of the state
Two
basic principles of international law - territorial integrity of state and
self-determination of nations are clearly contradictory to each other. It is
necessary to note that after the Second World War, the position of the
international community in relation to the status of the specific territories
was in homogenous. If, for some various political and legal reasons, the
international community or the state supported the independence of the
particular territories, in other cases - preferred the principle of territorial
integrity. The clear example of this is the Kosovo and Abkhazia cases when the
West supported Kosovo's independence, and Russia supported maintenance of
Serbian territorial integrity. In the case of Abkhazia, vice versa the West
supported Georgia's territorial integrity and Russia supported independence of
Abkhazia.
This
polemic continues until today in the legal, as well as political context, and a
clear example of this is the different attitude of the international community
and individual states towards the legal status of Kosovo and Abkhazia, about
what we will talk below. After the Second World War, the international
community, first of all, UNO has been actively involved in determining
different territories in the regions around the world. In particular, since the
establishment of the United Nations, one of its major structures was the United
Nations Trusteeship Council, which was created based on Chapter XIII of the UN
Charter. It consisted of 5 permanent members of the UN Security Council (USA,
Great Britain, France, China, USSR) (UN, 1945). During the work of the
Trusteeship Council, in 1945-1994, its 11 subordinated territories gained
political independence. In addition, measures taken by the United Nations
regarding the decolonization policy, that was based on "equal rights and
self-determination of the peoples" and concrete Articles of the
appropriate chapters (XI, XII and XIII) of the Charter of the United Nations,
was related to the liberation of the dependent people from colonial ruling.
Since 1960, in the matters of granting independence to particular countries the
UNO has been relied on the Declaration on the Granting of Independence to
Colonial Countries and Peoples adopted by UN General assembly. This document is
also known as "Decolonization declaration” when 102 new independent states
have been formed on the political map of the world during the "Cold
War" as a result of the political situation and reforms made by the
international community after World War II (Chitadze, 2017). After the end of
"Cold War", splitting of the Union of Soviet Socialist Republics
("USSR"), Yugoslavia and Czechoslovakia resulted in the creation of
22 new independent states on territories of the aforementioned countries. A new
state – Eritrea emerged in 1993 on the continent of Africa, that was separated
from Ethiopia, and in 2012 - South Sudan. At the same time, the new state was
created in 2004 in South East Asia Timor-Leste (formerly East Timor), which
gained independence from Indonesia as a result of a universal referendum.
Hence, today the UN has 193 full member states. Although after the Second World
War, as a result of the decolonization process, the international community had
been welcoming the establishment of new states on the world political map, that
was also reflected in UN declarations, it prioritized the territorial integrity
of states by signing the Helsinki Final Act in 1975 (Kegley, Blanton, 2011).
Taking into consideration the above-mentioned facts, the World Community is
still facing both political and legal dilemma, as it relates to the particular
controversial territory. The situation is complicated due to the fact that
nowadays there are about 200 sovereign states on the world map, and the number
of nations on the planet exceeds 5000 (Neidze, 2004). Considering this
situation, according to 2014 data, there are 414 conflict regions in the world
today (Chitadze, 2017). Of course, the situation will be uncontrollable if all
the nations start wanting to create an independent state. Taking into
consideration this, the problem of the international community is to make a
choice between the main principles of international law towards a particular
disputed territory when, on the one hand, there is a threat of separatism and,
on the other hand, irredentism risk. That is why it is interesting to review
legal aspects of Kosovo and Abkhazia conflicts from the legal point, including
the international legal aspects.
To
answer the asked question, it is necessary to review each conflict in details,
first of all, in the legal context.
Kosovo
Case
The
modern Kosovo territory historically has been part of the Kingdom of Serbia for
centuries. In 1389, a historic battle between the armies of Kingdom of Serbia
and the Ottoman Empire was conducted on Kosovo field, that ended with the
victory of the Ottomans, as a result of which Serbia became part of the Ottoman
Empire for almost five centuries (Britannica, 2019). By the initiative of the
empire leaders, the ethnic Albanians believing in Islam were being settled in
the modern Kosovo area. After the end of the Russian-Turkish War at the end of
the 19th Century, in particular, by the decision of the Berlin Congress held in
1878, Serbia gained independence from Ottomans (Antic, 2012). After the end of
the first world war, as a result of splitting the Austrian and Ottoman Empires,
the peoples of the South Slavs in their composition were united as one state
that was called the Kingdom of Serbians, Slovenes and Croatians, and from 1929
the Kingdom of Yugoslavia. In the aftermath of the Second World War, in
particular, since 1945 the Communist dictatorship was established in Yugoslavia
and created the Socialist Federated Republic of Yugoslavia, composed of 6
Socialist Republics (NATO, 2006). Kosovo Autonomous Province was part of Serbia
- one of the socialist republics. In 1989, Yugoslav President Slobodan
Milosevic abolished the Kosovo’s autonomy, that led to further aggravation of
the situation. In 1995, at the end of the war in one of the former republics of
Yugoslavia, namely in Bosnia and Herzegovina attention of the international
community was attracted to Kosovo, where the Albanian Kosovans demanded
independence from Serbia. The clashes between the Kosovo Liberation Army and
the Serbian police were becoming more frequent. The situation reached a
culmination in 1998, when an open conflict between the Serbian police and the
"Kosovo Liberation Army" fighters resulted in the deaths of about
1,500 people and up to 400 000 people were forced to leave their permanent
residence. Based on the above mentioned, NATO stepped into the process of normalization
of the situation similarly to the Bosnian conflict. On May 26, 1998, two main
goals of the alliance regarding Kosovo were determined on the session of NATO's
Council of Ministers of Foreign Affairs, namely: - Peaceful resolution of the
crisis; - Ensuring stability and security in neighboring states where the main
focus will be on Albania and Macedonia (NATO, 2006). On August 12, 1998, the
statement of the Secretary General of the Alliance was disseminated, which
stated that in case of military confrontation and continuing violence regarding
peaceful civilians in Kosovo, NATO would be forced to plan possible
military-peacekeeping operations to eliminate the crisis. Almost a month and a
half later, on September 24, 1998, the NATO Council again discussed the situation
in Kosovo and declared that the Alliance was ready to start air campaign if
needed. On 9 October of the same year, both sides supported the strengthening
of international efforts to finalize the crisis on the NATO-Russia Joint
Council meeting. Gen. Clarke and Naumann visited Belgrade and met with
President of Yugoslavia Milosevic. They were trying to persuade the Belgrade to
stop the violence. It is noteworthy that the visit of NATO's top military
officials and the overall, NATO’s diplomatic activity resulted in a temporary
outcome, which was noted in the statement of the NATO Secretary General on
October 27 where he welcomed the meeting of N TO’s leaders and the President of
Yugoslavia, but later, in particular, since the beginning of 1999 as a result of
the mass violation of human rights on the Kosovo territory, the number of
refugees was increasing more and more. Taking into account the problems, the
political situation in Kosovo and in the entire region, forced the Alliance to
take more radical measures, inasmuch as despite multi-round negotiations, from
the beginning of 1999 the Yugoslavia Government renewed repressions against the
Kosovar Albanians, which led to resistance from the so-called "Kosovo
Liberation Army". The peaceful population was forced to massively leave
their homes. The number of refugees reached 210 thousand in mid-February, 1999
(Chitadze, 2008). The real danger of humanitarian catastrophe was created in
the midst of Europe. The criticism of NATO was becoming louder and louder in
the Western media and the broader public circles. Against the backdrop of the
anti-public policies of the Yugoslav government, NATO was increasingly
considering an alternative to use force, for which serious military
preparations were launched in the respective military structures of the
alliance. Despite the military preparations, the focus was still on the
political solution of the crisis. As a result of NATO's activity and
international pressure, the Belgrade authorities had to resume negotiations
with the Kosovo Albanians. The negotiation process was held on February 6,
1999, in the French city of Rambouillet. The difficulty of the negotiation
process was that Serbians, who considered Kosovo as a part of Yugoslavia, did
not agree with the deployment of NATO’s peacekeeping forces in Kosovo, in which
they were supported by Russia. On the other hand, Kosovar Albanians were
expressing their position and they refused to disarm if they did not receive
guarantees for holding a referendum on Kosovo's political status. Ultimately,
as a result of Western political circles’ activity, agreeing with the Kosovo
Albanians on the proposed offer became possible, but due to the Belgrade’s
unconstructive position the negotiation process broke down in March (NATO,
2006). In early March, the NATO repeatedly warned Belgrade authorities that if
it did not stop military operations and gross violation of legal norms in
Kosovo, which resulted in the violence against peaceful civilian population of
Kosovo, if the offered proposals in Rambouillet were unacceptable for
Yugoslavia, the Alliance would be compelled to start military operation.
Finally, it is important to remark that the attitude of Alliance toward the
tense situation in Kosovo was characterized with certain difficulties and
contradictions, but eventually, the existence of this crisis had great positive
influence on changes in NATO, as it significantly contributed to the growth of
international authority of the organization (parallelly to the fall of the UN
authority) and adaptation of its functions and goals to modern reality. NATO's
actions in Kosovo have greatly influenced the new understanding of principles
of international law and norms, which was primarily due to the fact that a
precedent of carrying out a large military operation outside NATO was created,
the main purpose of which was to prevent ethnic cleansing, to stop the violence.
This, in general, served to the restoration of justice and safeguarding moral
principles. In addition, after World War II it was the first time when the
Alliance of the democratic states gave priority to the restoration of justice
and the protection of moral value over the existing international norms and,
when the alliance's every attempt to peacefully solve conflict in Kosovo did
not bring real results.
Due
to unconstructive position of Yugoslavian authorities, NATO was forced to
undertake a military operation against a sovereign state (the Federal Republic
of Yugoslavia); As it is known, the reason for this was a large-scale ethnic
cleansing that Milošević regime carried out against the Kosovar Albanians, i.e.
against ethnic minority of this country. In terms of international law, the
most important point of this operation was that due to opposition by permanent
members of the United Nations Security Council – the Russian Federation and
China who were against carrying out military operations on Yugoslav territory
by NATO - the Alliance was forced to undertake a military campaign without the
sanction of the UN Security Council. After the situation in Kosovo had become
more complicated, NATO faced the dilemma that became a subject of wide
discussions in western democracies and the political circles. The problem was
that the West was facing a very difficult question: in particular, what policy
should the Alliance carry out if the effort and political pressure did not affect
to Yugoslavian leaders and the anti-democratic regime of Milosevic continued
persecution and repression of the Kosovar Albanians. It was clear that in this
case, at some point, NATO would be forced to use military force, like in the
Bosnia's conflict. However, as it has already been noted, the situation was
more difficult because the existing norms in international law, based on which
the use of force and coercive establishment of peace could be possible based on
Article VII of the Charter of United Nations, and the practical implementation
of this provision could be only possible after the adoption of UN Security
Council resolution; Perhaps, this would have been impossible, as it was already
known that indeed Russia would use veto right in the Security Council due to
its famous sympathies to Serbians. Taking into consideration these factors, if
NATO followed the existing norms of law, it would have been forced to accept
the gross violation of the elementary norms of law by the retrograde government
of Yugoslavia, first of all, violation of one of the main principles of
international law, human rights protection.36 The development of such scenario
could have caused great and irreparable damage to the North Atlantic Alliance's
authority and at the time when the role of the alliance in the Euro Atlantic
space was continuously increasing, and while the organization was perceived as
the main guarantor of the protection of security and justice not only in Europe
but all over the world. The leaders of NATO were well aware of this. Apart from
this, the problem was not only about the possible damage to NATO's authority,
but also the continuation of violence in Kosovo could have a devastating
influence on neighboring countries and possibly on the entire Balkan Peninsula.
First of all, it is noteworthy that Albania, as well as Albanian population of
Macedonia, who constituted about 20% of the population of the country, could
interfere in the conflict to defend the Kosovar Albanians. That's why NATO,
because of the anti-democratic policy of the Belgrade, would not allow the
creation of a new conflict center and European crisis in the Balkans, even if
using force was needed for this. On the other hand, the West was well aware of
the danger posed by N TO’s interference in the Kosovo Conflict regarding relations
between NATO and Russia, and while the anti-Western tendencies in Moscow were
increasingly strengthening, it was quite realistic that bypassing the United
Nations, without Russia's consent, the Alliance's attempt to solve Kosovo
problem may worsen the relations with the official Moscow. Due to the
contradictory situation, NATO's decision of legal and the political character
which was linked to the principal choice about using or not using force
required firm solidarity and courageous steps from the allies. As we have
already noted, before the final decision on the Kosovo conflict by NATO, the
West has addressed a wide variety of diplomatic activities in Kosovo to ease
the situation. Leading state figures, experts and representatives of
Euro-Atlantic structures were involved in this process. This issue became the
main topic in the NATO Council. It should be noted that the organization also
conducted extensive consultations in the Euro-Atlantic Partnership Council,
where participants from NATO member states and partner countries were
discussing the situation in Kosovo at different levels. The most important
aspect of the discussion was the development of methods and forms of practical
cooperation between NATO and partners in the field of peace, which aimed to promote
peace in the Euro-Atlantic space. These consultations later turned into
Kosovo's peacekeeping operation. In early March, the NATO repeatedly warned
Belgrade authorities that if they did not stop military operations and gross
violations of legal law norms in Kosovo, which was resulting in the violence
against the civilian population of Kosovo and, also, if the offered proposals
in Rambouillet were unacceptable for Yugoslavia, the Alliance would be
compelled to start military operation. Despite this call, Milosevic's regime
ignored the NATO’s proposals, and in response, on March 24, 1999, the director
of NATO's Defence Policy and Armed Forces Planning Service decided to launch an
operation on "Allied forces"; Air raids against Yugoslavian military
units started within a few hours after the end of meeting (Chitadze, 2008). It
is noteworthy that NATO expressed its readiness to protect all the provisions
of the 1949 Geneva Conventions and the 1954 Hague Convention, and only carry
out the operation against the Yugoslavian military infrastructure and take all
measures to prevent "coloreal damage" that, in turn, meant the
protection of civil objects and peaceful population. As it was stated, the main
aim of the military operation was to reduce the Yugoslavian military potential
and, therefore, reduce the scope of humanitarian catastrophe risk in Kosovo.
The North Atlantic Alliance demanded five main conditions from Yugoslavian
leadership to stop the military campaign: - Termination of military operations
and violence in Kosovo; - withdrawal of Yugoslavian armed forces from Kosovo; -
Placement of international peacekeeping forces in Kosovo; - Returning refugees
to their places of residence and co-operation with international humanitarian
organizations to enable them to help the civilian population; - Continuation of
the process that was started in Rambouillet for reaching the political
settlement of the conflict. NATO's decision to use military force against a
sovereign state represented a new stage in the 50- year history of the
Alliance. This bold step by the Alliance was substantially changing not only
the alliance's concept, but international law, too. For example, according to
the NATO Statute, the Alliance had the power to use military force only if
there was an armed attack against any member state of NATO, in particular,
Article 5 of the NATO Statute states: “the Parties agree that an armed attack
against one or more of them in Europe or North America shall be considered an
attack against them all and consequently they agree that, if such an armed
attack occurs, each of them, in exercise of the right of individual or
collective self-defense recognized by Article 51 of the Charter of the United
Nations (UN, 2005), will assist the Party or Parties so attacked by taking
forthwith, individually and in concert with the other Parties, such action as
it deems necessary, including the use of armed force, to restore and maintain
the security of the North Atlantic area. At the same time, if we rely on the
NATO charter, the former Yugoslav territory is located outside the area of
responsibility for the North Atlantic Alliance. Any such armed attack and all
measures taken as a result thereof shall immediately be reported to the
Security Council. Such measures shall be terminated when the Security Council
has taken the measures necessary to restore and maintain international peace
and security.” In addition, the article 1 of the NATO’s Statute indicates the
following: “the Parties undertake, as set forth in the Charter of the United
Nations, to settle any international dispute in which they may be involved by
peaceful means in such a manner that international peace and security and
justice are not endangered, and to refrain in their international relations
from the threat or use of force in any manner inconsistent with the purposes of
the United Nations.” Consequently, we can make a conclusion that both the first
and 5th Articles of the NATO Statute clearly point to the fact that N TO’s
activity is based on the basic principles of the UN Charter. In addition, it is
very important to consider paragraph 7 of Article 2 of the UN Charter, which
states that the international community has no right to interfere with the
internal political affairs of the sovereign state. In particular, the Charter
emphasizes that: “Nothing contained in the present Charter shall authorize the
United Nations to intervene in matters which are essentially within the
domestic jurisdiction of any state or shall require the Members to submit such
matters to settlement under the present Charter; but this principle shall not
prejudice the application of enforcement measures under Chapter VII.” Despite
the great respect for the above-mentioned legal documents from NATO, the
Alliance and its member states have firmly expressed their position that state
sovereignty should not be used as immunity for committing a crime against
humanity. Thus, NATO in its actions preferred moral beginnings and the
principle of human rights protection over international law and this can be
considered a revolutionary occurrence, because taking into account the existing
realities, the alliance to some extent, by itself took UNO’s right to take the
decision on using force against sovereign country in the case if the
authorities of this country were committing a crime against humanity, moreover,
with regard to its actions it envisaged to safeguard civilians from genocide,
NATO expressed its respect for the Convention on the Prevention and Punishment
of the Crime of Genocide of 1949 and to the basic principles of the Universal
Declaration of Human Rights adopted in 1948. On June 10, 1999, as a result of
NATO's military campaign that lasted for 77 days, NATO Secretary General said
that he had ordered the Supreme Commander-in-Chief of the United Forces of NATO
in Europe to stop the aviation military actions (Clark, 2009). This decision
was adopted by consultations with the North Atlantic Council and based on
information of General Clark, according to which the Yugoslavian forces started
withdrawal from Kosovo. The agreement on the withdrawal of Yugoslavian armed
forces from Kosovo was signed on June 9, 1999. On June 10, 1999, the UN
Security Council adopted a Resolution No.1244, in which it welcomed the
adoption of the principle for crisis settlement in Kosovo by the United
Republic of Yugoslavia, including the principles that were directed on the
ending of the violence and the withdrawal of the military contingent (UN, 2005).
It was announced that the UN Security Council decided to send military and
civilian observers under the patronage of the UN. The first units in Kosovo
were entered on June 12, 1999. According to the military-technical agreement,
the Kosovo forces (KFOR) constituted 50,000 military servants. As a result of
NATO's activity 1 million 300 thousand internally displaced persons became able
to return to the homes. According to data of 2007, there were about NATO
contingent of 16,000 military servants in Kosovo. Later, to determine the
status of Kosovo, the UN administration was set up in Kosovo, as well as the
Commission headed by the former president of Finland Martti Ahtisaari, which
should determine the final legal status of Kosovo (Chitadze, 2008). The
Commission came to the conclusion that Kosovo should be granted state
independence. On February 17, 2008, the Kosovo Parliament adopted the
Declaration of Independence, that was supported by the Western and other
leading states, except Russia and China. Despite recognition of Kosovo’s
independence by the leading countries worldwide and notwithstanding the fact
that, it is a de facto independent state, it is united in several international
organizations, it had an independent delegation on the World Olympiad in 2016
and others. Today's social-economic situation is very difficult in Kosovo, It
is noteworthy that the UN International Court did not satisfy the Serbia’s
lawsuit and decided that Kosovo had a legal basis to gain independence.
However, according to the principles of international law, Kosovo did not
become a full subject of law, because in order for the country to be a
full-fledged subject, it must be a member of UNO. However, there are specific
rules for country to be entered in United Nations, in particular, the UN
Security Council would make a recommendation, as a result of the general
consensus backed by all permanent members of the Security Council and submit UN
General Assembly. General Assembly makes decision by the majority of votes
about the country's membership. Due to constant resistance from Russia and
China, the Kosovo issue cannot be finally resolved.
Case
of Abkhazia
After
the events that took place in Kosovo, of course, it is necessary to discuss one
of the most painful issues for Georgia, i.e. conflict of Abkhazia, first of
all, from the legal perspective. As it is known, Abkhazia is also trying to
create an independent state like Kosovo. Abkhazia and Kosovo have one main
resemblance, namely both these territories, respectively, represent the
historic regions of Serbia and Georgia. The modern territory of Abkhazia, in
different periods of Georgian history, belonged to Cólquide, then Egrisi
kingdoms, since 975 to the United Kingdom of Georgia, which is also confirmed
by Russian sources (Prokhorov, 1988). Later, in the
second half of the 15th century, when Georgia's unity collapsed and the country
was divided into three kingdoms and five principalities, Abkhazia principality
was considered as the Georgian state unit. This principality was abolished by
the Russian Empire in 1864 (Khorava, 1995). After the restoration of state
independence of Georgia, in particular in 1918-1921, Abkhazia was part of the
Democratic Republic of Georgia and enjoyed full autonomy. Namely, according to
the Constitution of Democratic Republic of Georgia that was adopted on February
21, 1921, in accordance with Article 107 of chapter 11 of the supreme law of
the country, which was related to the autonomous units of Georgia, Abkhazia
(Region of Sukhumi) enjoyed autonomous rights (Constitution of Georgia, 1921).
Particularly, the Constitution noted the following: eleventh chapter refers to
the autonomous governance and consists of the two Articles. The inseparable
parts of the Republic of Georgia - Abkhazia (Sokhumi District), Muslim Georgia
(Batumi Province) and Saingilo (Zaqatala District) are granted local autonomous
governance“
(Constitution of Georgia, 1921). After the violent upheaval of democratic
regime in Georgia and the establishment of Communist regime (February 25,
1921), there was an attempt to declare "independence of Abkhazia"
(March 31, 1921); However, in the end, Abkhazia was part of united Georgia as
the so called "Contractual Republic", which has been interpreted in
the USSR constitutions since 1924 as "autonomous republic", as it has
formally existed since 1931 (Pipinashvili, 2009). Since February 19, 1931,
Abkhazia has been officially autonomous republic according to the Constitution
of Abkhazia as well as the Constitution of Georgia. Under the 1936 and 1977
constitutions of the USSR, ultimately the legal status of autonomies was
determined (Pipinashvili, 2009). In particular, the autonomous formations
constituted an integral part of the Soviet Union member states. In addition,
the Autonomous Soviet Socialist Republic of Abkhazia was the only autonomous
formation in the former Soviet Union, which had a special article in its
constitution about the state language - Abkhazian. In spite of this, Abkhazia
(part of the population), due to the secret encouragement by the central Soviet
authorities has repeatedly expressed desire to leave the Soviet Socialist
Republic of Georgia. This demand was contrary to the principle of historical
justice, as it was noted, Abkhazia was always a Georgian political unit, as
well as opposing to intention of the majority of the population of Abkhazia per
se, as considering the fact that according to the data of 1989, the population
amount on the territory of Abkhazia constituted 525 thousand people, from which
213 thousand were ethnic Georgians, we can conclude that the majority of Abkhazian
population (not only ethnic Georgians) were against the withdrawal of Abkhazia
from Georgia that was confirmed by the results of the referendum conducted on
the territory of Georgia on March 31, 1991, about what we will talk below
(Radio Freedom, 2011). The second factor was that from the legal point, the
demand of the separatist part of Abkhazia’s society for exiting from Georgia
was contrary to the Constitution of the Soviet Union, which was still
functioning in Georgia at that time (until the collapse of the USSR). In
particular, according to article 78 of the Constitution adopted by the Soviet
Union in 1977, “the territory of a Union Republic may not be altered without
its consent. The boundaries between Union Republics may be altered by mutual
agreement of the Republics concerned, subject to ratification by the Union of
Soviet Socialist Republics” (Constitution of USSR, 1978). Furthermore,
according to Article 79 of the Constitution of the USSR, “Union Republic shall
determine its division into territories, regions, areas, and districts, and
decide other matters relating to its administrative and territorial structure.”
Nevertheless, "legal war" was started between the Central Government
and Abkhazia; In particular, on March 31, 1991 the referendum was held on the
territory of Georgia main question of which was: "Do you agree with
restoration of the state independence of Georgia based on the Independence Act
of May 26, 1918?" More than 90% of the Georgian population participated in
the referendum and more than 98% of the country's population supported
Georgia's independence. About 60% of the population on the territory of the
autonomous republic of Abkhazia participated in this referendum and 99% of them
supported Georgia's independence. On the basis of referendum results, on April
9, 1991, the Supreme Council of the Republic of Georgia adopted a decision on
"Restoration of State Independence of Georgia", on the same day, the
legislative body of the country adopted a declaration which stated that
"Georgia granted full autonomy to the Abkhazian people" (Mkurnalidze,
2000). In January 1992, after the change of government in Georgia, the Military
Council of Georgia made a statement “on the restoration of the Constitution of
1921”. As it was already mentioned, according to Article 107 of the 1921
Constitution, Abkhazia has enjoyed autonomous status as part of the united
Georgia. Since the Military Council has been canceled and, instead, the State
Council was established, the new government of Georgia has numerously made a
statement that it expressed its readiness to conduct negotiations with the
Abkhazian Autonomous Republic leadership about the determination of the status
of the Autonomous Republic of Abkhazia. However, on the background of civil
confrontation in Georgia, due to active encouragement by Russia, the Abkhazian
separatist forces took advantage of the situation and on the July 23, 1992,
some deputies of the Supreme Council of Abkhazia passed a resolution on the
restoration of the 1925 Constitution of Abkhazia, which, in fact, meant
seceding from Georgia. This resolution was adopted by some of the deputies of
the Supreme Council when Georgian deputies were not present at the session. At
the same time, the constitutional amendment needed support of more than
two-thirds of the deputies, and only half of the deputies attended the meeting,
so the decision was illegal and clearly contradicted to the (current)
Constitution of Abkhazia itself. In particular, at that time the constitution
adopted in 1978 was effective on the territory of Abkhazia. According to
Article 163 of this document, the amendments to the Constitution of Abkhazia
was possible only if not less than 2/3 of the total number of deputies
supported it (Constitution of Abkhazian Autonomous Republic, 1978). By this
time, Georgians were the national majority in Abkhazia. In particular,
according to the general census of the population of 1989, 44% of the
population of the Autonomous Republic of Abkhazia were Georgians, namely at
that time 213 000 ethnic Georgians lived in this historic region of Georgia and
the percentage of ethnic Abkhazians was 17%. Nevertheless, according to the
electoral legislation in Abkhazia that was in force at that time, when the
majoritarian electoral system was effective in the autonomous republic,
Abkhazians were represented by 28 deputies in the supreme council when the
number of the Georgian deputies was 26 and as for non-abkhazian and
non-Georgian deputies (they were representing 39% of population), only 11
deputy mandates were assigned for them. Clearly, this election legislation
contradicted to democratic legal norms and it had nature of pure apartheid when
one of the ethnic groups had more political rights than others. Such a
situation was only advantageous for forces hostile to Georgia's territorial
integrity. Consequently, the Supreme Council of Abkhazia of such composition
approved a number of “laws" that clearly contradicted to the Constitution
of Georgia. For example, as already mentioned, on July 23, 1992, the Supreme
Council of the Autonomous Republic of Abkhazia adopted a resolution on the
restoration of the 1925 Constitution of Abkhazia, according to which the 1978
Constitution of Abkhazia (within which Abkhazia was part of the Georgian SSR as
an autonomous republic) was repealed and the 1925 Constitution of Abkhazia was
restored (Chitadze, 2011). It should be noted that the enactment of this
so-called constitution was not even made under conditions of the Soviet regime.
At the same time, the third congress of Abkhazian Councils decided to complete
the presented draft constitution and comply it with the Constitution of the
Georgian SSR and the Constitutions of South Caucasian socialist federative
soviet republics. The text of the Constitution, which was reviewed by the third
congress of Abkhazian councils, has not been published. According to the
Constitution of 1925, all ethnic groups of the Abkhazian SSR were provided with
the right to free development and use of native language both in their national,
cultural and general state institutions, however, the Russian language was
recognized as the language of the Abkhazian SSR state institutions. It is
noteworthy that after the start of military actions in Abkhazia, international
legal responsibility for the situation in Abkhazia, first of all, shall be
imposed on Russia. Under the Resolution “on Aggression" adopted by the
General Assembly of United Nations in 1974 (UN. 1974), Russia has made indirect
aggression against Georgia, as a result of the training of the North Caucasian
militants in the Russian territory and sending them to Abkhazia, as well as the
financing of separatist gangs and supplying them arms in 1992-1993. In
addition, during military actions, namely, on September 3, 1992, on May 14,
1993, on July 27, 1994, between the Georgian and Abkhazian parties signed a
ceasefire agreement by intermediation of Russia that was severally breached by
the Abkhazian party due to encouragement from Russia. In particular, if we
consider the last peace treaty, the Georgian side fulfilled all the terms of
the treaty of July 27, 1993, and withdrew heavy equipment from Abkhazia.
Despite that, after this, the Abkhazian side (in fact, the North Caucasian
irregular soldiers, the Cossacks, and the Russian military servicemen), or de
facto Russia began to attack Sokhumi, as a result of which, Georgia lost
control of the largest part of the Abkhazian territory during September 27-30,
1993 (Chitadze, 2011). Consequently, in parallel with the indirect aggression
against Georgia, Russia violated two other fundamental principles of
international law, namely "the duty of the State to cooperate with each
other in compliance with the Charter of United Nations " and the
"fulfillment of obligations in good faith under international law".
The dialogue between the Georgian and Abkhazian sides had been resumed since
1994, according to the agreement signed on April 4, 1994, both sides expressed
readiness to "deploy the CIS's collective security forces in a conflict
zone". Since May 20, 1994, Russian "peacekeepers" were placed in
the conflict zone under the aegis of the CIS forces along the administrative
border between the Autonomous Republic of Abkhazia and the rest of Georgia.
Later, Russia has repeatedly assisted the separatist regime of Abkhazia through
"peacekeeping forces" but simultaneously created an illusion that it
supported Georgia's territorial integrity. In 1994 and 1996, Russia along with
other states, within the framework of the OSCE, in particular, on Budapest
(1994) and Lisbon Summit (1996), supported resolutions in relation to
"ethnic cleansing of Georgians" in the territory of Autonomous
Republic of Abkhazia (OSCE, 2019). In spite of everything, in 2008, Russia
conducted a direct aggression against Georgia, it was a response to the
recognition of Kosovo by international community. In response to this process,
Russia has adopted a resolution on the recognition of "independence"
of Abkhazia and “South Ossetia” regions, but, of course, it is not possible to
talk about de facto independence in these regions, as the situation in Abkhazia
and Tskhinvali region is fully under the control of the Russian Federation.
Comparison of Russian and Western positions regarding Kosovo and Abkhazia. The
positions of the West and Russia are radically different from each other
regarding Kosovo and Abkhazia. Of course, it is interesting to note that the
West supported Kosovo’s independence from Serbia, but it supports Georgia's
territorial integrity. Russia has the opposite position, it supports the territorial
integrity of Serbia, and at the same time recognizes Abkhazia's independence
from Georgia. It is necessary to consider the following circumstances: the
international democratic community has a more legal and moral leverage to
justify Kosovo's independence, inasmuch as before the Kosovo Conflict, the
military intervention of NATO stopped the genocide of Bosnian Muslims in
1992-1995 during the Bosnian conflict: one of the worst examples of crime
against humanity in this former republic of Yugoslavia is the case when Bosnian
Serbians supported by the former Yugoslav president Slobodan Milosevic's regime
buried alive 6,000 Bosnian Muslims in Srebrenica. At the same time, in
conditions of existence of the UN Security Council resolution, by NATO's active
involvement the territorial integrity of Bosnia and Herzegovina was maintained
and Dayton peacekeeping agreement was signed in 1995 that provided peaceful
co-existence of the three main ethnic groups (Serbians, Croats, Bosnian
Muslims) in Bosnia (NATO, 2006). While talking about the Kosovo issue, it
should be noted that despite the fact that NATO did not take into account
requirements of the several principles of international law, in particular the
individual Article of Chapter VII of the UN Charter, it was based on the
political reality that existed at the Balkan Peninsula at that time. In
particular, the West was actively seeking the support of Russia and China on
the Kosovo issue in the UN Security Council, but Russia supported the political
regime of the country (Yugoslavia), which committed crime against civilians in
the territory of Bosnia, which obviously contradicted to the 1950 UN Universal
Declaration of Human Rights, 1966 Covenant on Civil and Political Rights, the
Rome Convention on Human Rights adopted by the Council of Europe in 1950 and
the United Nations Convention of 1948 on the Elimination of All Forms of
Genocide. In addition, NATO maximally protected basic principles of
international humanitarian law on the Kosovo's territory, in particular the
Geneva Convention of 1949, which imposed responsibility on the party involved
in military actions, to maximally ensure the safety of civilian people and
objects in the conflict zone as well as the requirements of the Hague 1954
Convention, according to which, the battling State (or organization) must take
the maximum responsibility for the protection of historical and cultural
monuments (ICRC, 2010). Fairness needs to note that as a result of bombardments
carried out by the North Atlantic Alliance for 72 days, which, only targeted to
attack military objects of Yugoslavia, more than 2,000 peaceful civilians were
killed, but instead tens of thousands of lives were saved. In this military
campaign, the NATO member states used only military air force and no land
operations had taken place. As for the Russian intervention in the Abkhazia
conflict, the scenario of military actions differs radically from Kosovo. In
particular, first of all, the Kremlin's intervention provoked separatism and
its stimulation in the Autonomous Republic of Abkhazia. In Abkhazia and the
Tskhinvali region, Russia maximally supported armament of separatist armed
groups and promoting fomentation of separatism. This is proved also by the fact
that in June 1992, during the events in Tskhinvali region, the Vice-President
of Russia was threatening that the Russian military air force would bomb
Tbilisi if the Georgian army entered Tskhinvali. In addition, Russia supported
the terrorist groups that were subsequently sent from the Russian territory to
fight against Georgians in Abkhazia. Russia supported a terrorist group – the
so called "Confederation of Mountain Peoples" created by its own
initiative, while leaders of this terrorist group claimed that Georgia should
be declared as "a terrorist hazard zone". Exactly this fact and
“cooperation” of Russia with the terrorist groups, can be considered as a clear
example of "state terrorism". The Resolution No. 13/159 was adopted
by the UN in 1984 in relation to "State Terrorism", according to
which "the UN condemns any form of state terrorism and calls on UN member
states not to support any terrorist organizations" (UN, 1984). By its
actions, Russia has violated the fundamental principles of this resolution. In
addition, if we rely on the 1974 UN resolution on aggression, where the
indirect and direct aggression is emphasized, in case of Abkhazia in 1993-1994
as well as in South Ossetia, by promoting separatism and terrorism, Russia
committed indirect aggression against Georgia, and, later, after the end of
military actions until August 2008, continued financing and supporting
separatist regimes. It should be noted that the forms of military actions
implemented by NATO and Russia radically differs from each other. On the one
hand, NATO basically bombarded the Yugoslavian military facilities, which
ultimately led to the suspension of genocide and ensuring the return of
civilians to their homes. Russia responded with large-scale aggression against
Georgia when different parts of Russia's land powers invaded in Abkhazia and
Samachablo; Besides, the Russian military air force bombed military as well as
civilian facilities and invaded naval vessels in Georgian territorial waters.
In parallel to these, Russia launched cyber attacks against Georgia to carry out
informational war, namely, the web-pages of the main state agencies (the
Administration of the President, the Ministry of Foreign Affairs and the
Ministry of Defense) were out of order. In 2008, as a result of direct
aggression, the United Nations Resolution1 adopted in 1974 was violated.
Russian aircrafts illegally invaded in Georgian airspace about 200 times. This
fact contradicts to the 1944 Chicago Convention on Airspace, which states that
the sovereign state has the jurisdiction over the airspace above a land
territory of a particular country and, of course, its violation is
unacceptable. As a result of the invasion of Russian military vessels into
Georgian territorial waters, the 1982 Convention on Maritime Law was violated,
according to which the "territorial waters" of a specific state in
the 12-mile zone of the independent country’s coastal zone are controlled
(Ignatenki, 2003). As a result of mediation by chair country of European Union
- France – on August 12, 2008, Russia undertook obligation to return its troops
to the positions where they were before August 8, 2008, however, this
obligation has not been fulfilled yet, that is contrary to the basic principle
of international law, "fulfilling international agreements in good
faith". Overall, as a result of
Russian aggression, the Georgian villages on the territory of former South
Ossetia were ruined, and approximately 50,000 civilians were forced to leave
their homes and enter into territory controlled by Georgia. It is also
important that negotiations with Russia about the status of Kosovo have been
carried out for the years, including the UN Security Council adopted Resolution
No. 12/44112 regarding Kosovo in 1999, which envisaged the settlement of the
Kosovo conflict (UN, 1999). In Kosovo, along with NATO's peacekeeping
contingent, Russian "peacekeeping" battalion was also deployed. In
addition, the UN's internal administration mission was established in Kosovo.
It had four main functions, namely: the civilian administration, which directly
was managed by the UNO, Humanitarian Aid, headed by the United Nations High
Commissioner for Refugees; Democratization and institutional building, that was
coordinated the OSCE; Economic reconstruction and development that was
supervised by the European Union. In 2001-2002, the international community
facilitated the conducting elections, in which a 120-seat assembly was elected,
and later presidential elections were held in Kosovo, which was recognized as
legitimate by the United Nations (Chitadze, 2011). In the case of Abkhazia and
the Tskhinvali region, in fact, both regions were uncontrolled territories, and
de facto authorities without any legitimacy were subordinated to Russia; Russia
was acted independently from the international community, which culminated in a
large-scale aggression against Georgia and the Kremlin's unilateral decision
about independence of Abkhazia and the so called South Ossetia.
Conclusion
In
conclusion, it should be noted that, in terms of international legal
recognition, the West gained a complete victory over Russia, inasmuch as more
than 100 states recognized Kosovo's independence and nowadays Kosovo is de
facto state. As for Abkhazia, it has not achieved de facto independence not
only because the independence of Abkhazia is recognized by only five countries,
but also because of political, economic, legal and other situation, as well as
the strategic objects placed in Abkhazia are fully controlled by Russia.
Russian "border guards" protect so-called "State Border" of
Abkhazia between Abkhazia and the rest of Georgia. Approximately 70% of the
budget of Abkhazia is created with money transferred from Russia (Cyc.ge. 2018).
When we talk about the status of any region, inter alia disputed region, it is
necessary to take into account also the standards of the Montevideo Convention.
The Convention defines specifically which region can satisfy the standards of
the independent state and which cannot. There are four main standards
presented: a) permanent population: b) a defined territory: c) government; d)
capacity to enter into relations with other states. According to these
standards, Kosovo is more compliant with legal standards, however, Kosovo has
not yet become a full-fledged subject of international law, since for this it
is required to be a full member of the United Nations Organization, and the
last requires going through appropriate procedures. In particular, when
considering the issue of admitting a new member in the UN, the UN Security
Council shall take an appropriate recommendation and submit it to the UN
General Assembly. In turn, the General Assembly makes a decision based on the
recommendation of the Security Council by the majority of votes regarding
membership of the new state in the United Nations. Russia will always use veto
right together with China in the UN Security Council regarding accepting Kosovo
in UNO. Despite this, Kosovo has become a full member of various international
governmental and non-governmental organizations, for example, the Kosovo
Olympic Committee is a full member of the International Olympic Committee. All
above-mentioned factors were taken into consideration by the UN International
Court and lawsuit of Serbia was not satisfied: ICJ concluded that Kosovo had
every legal right to declare independence. As regards the international legal
recognition of Abkhazia and the former South Ossetian Autonomous District,
Russia's policy has failed in this direction, the Kremlin has failed to
establish the occupied territories as international legal entities. In
addition, it is necessary to take into consideration other important legal,
political or moral aspects, according to which, in contrast to Abkhazia,
justification of granting Kosovo independence is possible. Namely:
-
None of the Georgian authorities have ever questioned Abkhazia's autonomy in
the composition of united Georgia. Abkhazia has always enjoyed wide autonomy
inside Georgia. As for Kosovo, its autonomous status was canceled by the
central government of Yugoslavia in 1989;
-
Before the 1992 armed conflict in Abkhazia region, most of Abkhazia's
population wanted independence of Georgia and Abkhazia to be part of Georgia,
that was confirmed on March 31, 1991 by the results of the referendum held in
the whole territory of Georgia including the Autonomous Republic of Abkhazia.
As for Kosovo, considering the fact that about 90% of Kosovo's population were
ethnic Albanians, the will of the absolute majority of the population of this
region was separation of Kosovo from Serbia and creation of an independent
state;
-
In the case of Kosovo, the Serbian Government committed the crime against
humanity when it carried out the genocide of ethnic Albanians in this area. In
the case of Abkhazia, through the support of Russia by direct involvement of
terrorist extremist armed formations, ethnic cleansing was carried out mainly
against representatives of the Georgian nationality supporting the territorial
integrity of Georgia, which was confirmed on the OSCE’s 1994 Budapest and 1996
Lisbon Summits. To justify the demand for the so called independence of
Abkhazia, Russian political circles or political scientist close to it or the
Kremlin highlight the circumstance that, in its own time, if Georgia was
entitled to be separated from the Soviet Union, at the same time, why Abkhazia
would not have the right to independence from Georgia? Of course, there are
relevant historical, political or legal arguments about why Georgia had the
right to create an independent state and Abkhazia did not have and still does
not have the same rights. In particular, the territory of present-day Abkhazia
has always been included in various Georgian States during different historical
periods (Kolkhida, Egrisi, United Georgia, Democratic Republic of Georgia) and
Georgia has historically never been part of Russia, therefore Georgia (or its
separate Kingdoms and Principalities) was forcedly occupied by Russian Empire
as a result of violation by the official Petersburg the essential terms of
Treaty of Georgievsk (which among other issues stipulated preservation of
statehood of Kartli-Kakheti kingdom) signed between the kingdom of
Kartli-Kakheti and the Russian Empire in 1783, and later by Soviet Russian,
respectively in 1801 and in 1921. At the end of the 80's of the previous
century, Georgia's demand for withdrawal from the USSR did not contradict
itself even with the Soviet Constitution, where, under Article 72 of the
Constitution of the USSR, each Union Republic shall retain the right freely to
secede from the USSR; At the same time, as already noted, under Article 78 of
the Constitution of the USSR, the territory of a Union Republic may not be
altered without its consent (in this case Georgia) (Constitution of USSR, 1977).
Overall, it is necessary to remark that determining the legal status of each
disputed territory requires special attention from the international community.
In this regard, the international community must thoroughly examine all legal,
historical, political and other aspects related to the State's territorial
integrity and self-determination of nations, to, ultimately, determine what
legal or other mechanisms exist for maintenance of the territorial integrity of
the state or for determining principle of self-determination of nations? For
example, it should be established whether this territory was previously
illegally occupied or annexed by another state or historically it was a part of
a particular state? whether the rights of any nation has been violated or not
in the concrete state? Probably, in this case, it is necessary to increase the
role and place of the UN International Court in the modern international legal
or the political system. It is necessary to note that the principle of
self-determination of the nations does not directly imply granting full
independence to a particular nation. In this case, for the purpose of
preserving the identity of the particular nation, first of all, it is envisaged
to grant broader cultural, political, economic, religious or other kind of
autonomy to every nation in the world. Considering the fact that the process of
decolonization in the world is largely completed and more than 130 independent
states appeared on the world political map after World War II (Chitadze, 2017),
the principal priority for the international community must be the principle of
state territorial integrity and inviolability of the frontiers.
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